| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HENIK SECURITIES LIMITED | Rep | 证券交易 | 2025-09-01 | - |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-01-15 | 2025-08-13 |
| DL BROKERAGE LIMITED | Rep | 证券交易 | 2014-01-02 | 2014-12-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-09-19 | 2013-12-12 |
| PHOENIX CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2013-04-10 | 2013-05-15 |
| CHINA PACIFIC SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-08 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-11-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-11-08 | |
| Rep | 证券交易 | 2003-04-01 | 2013-03-28 |