| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Innov Harbor Asset Management Limited | RO | 就证券提供意见 | 2025-10-06 | - |
| RO | 提供资产管理 | 2025-10-06 | - | |
| PYXIS WEALTH ADVISORS LIMITED | Rep | 就证券提供意见 | 2024-03-22 | 2025-06-13 |
| Rep | 提供资产管理 | 2024-03-22 | 2025-06-13 | |
| Rep | 证券交易 | 2024-03-22 | 2025-06-13 | |
| China Post & Capital Global Asset Management Limited | Rep | 提供资产管理 | 2016-10-03 | 2024-02-29 |
| ExaByte Capital Management (HK) Limited | Rep | 提供资产管理 | 2014-04-03 | 2016-08-30 |
| Sumitomo Mitsui Trust (Hong Kong) Limited | Rep | 就证券提供意见 | 2014-01-07 | 2014-03-25 |
| Rep | 提供资产管理 | 2014-01-07 | 2014-03-25 | |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | 提供资产管理 | 2011-12-28 | 2013-06-20 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-09-30 | 2011-12-10 |
| Rep | 证券交易 | 2011-09-30 | 2011-12-10 | |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2011-07-27 | 2011-09-22 |
| Oreana Financial Services Limited | Rep | 就证券提供意见 | 2009-07-17 | 2009-09-14 |
| Rep | 提供资产管理 | 2009-07-17 | 2009-09-14 |
已采集记录中暂无金管局登记。