| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CTBC Asia Limited | Rep | 就证券提供意见 | 2008-03-27 | 2013-02-01 |
| Rep | 提供资产管理 | 2008-03-27 | 2013-02-01 | |
| RO | 证券交易 | 2008-02-14 | 2013-02-01 | |
| Rep | 证券交易 | 2004-03-01 | 2008-02-14 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2003-09-09 | 2003-12-12 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2003-09-09 | 2003-12-12 |