| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAIIS Limited | Rep | 就证券提供意见 | 2010-07-13 | 2012-05-05 |
| Rep | 证券交易 | 2010-07-13 | 2012-05-05 | |
| RO | 就证券提供意见 | 2010-01-12 | 2010-07-13 | |
| RO | 证券交易 | 2010-01-12 | 2010-07-13 | |
| Rep | 就证券提供意见 | 2009-05-11 | 2010-01-12 | |
| HSBC GUYERZELLER FAR EAST LIMITED | Rep | 就证券提供意见 | 2007-11-15 | 2009-04-01 |
| Rep | 提供资产管理 | 2007-11-15 | 2009-04-01 |