| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2004-08-24 | 2025-12-31 |
| Rep | 证券交易 | 2004-08-16 | 2007-04-20 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-04-21 | 2004-08-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-04-21 | 2004-08-06 |
| EK INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-03 |
| Rep | 就证券提供意见 | - | 2004-03-31 | |
| Rep | 提供资产管理 | - | 2004-03-31 |