| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就机构融资提供意见 | 2020-01-03 | 2021-06-30 |
| RO | 证券交易 | 2020-01-03 | 2021-06-30 | |
| Rep | 就机构融资提供意见 | 2014-04-22 | 2020-01-03 | |
| Rep | 证券交易 | 2014-04-22 | 2020-01-03 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2013-06-04 | 2014-01-01 |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2010-11-01 | 2013-05-14 |
| Rep | 证券交易 | 2010-11-01 | 2013-05-14 |