| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就机构融资提供意见 | 2026-10-30 | - |
| RO | 证券交易 | 2026-10-30 | - | |
| Rep | 就机构融资提供意见 | 2026-09-25 | 2026-10-30 | |
| Rep | 证券交易 | 2026-09-25 | 2026-10-30 | |
| Ballas Capital Limited | RO | 就机构融资提供意见 | 2019-11-15 | 2026-08-17 |
| RO | 证券交易 | 2019-11-15 | 2026-08-17 | |
| Rep | 就机构融资提供意见 | 2017-03-03 | 2019-11-15 | |
| Rep | 证券交易 | 2017-03-03 | 2019-11-15 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2016-11-16 | 2016-12-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2016-11-16 | 2016-12-30 |
| BOSC International Company Limited | Rep | 就机构融资提供意见 | 2015-01-20 | 2016-10-23 |
| Rep | 证券交易 | 2015-01-20 | 2016-10-23 | |
| Crosby Securities Limited | Rep | 就机构融资提供意见 | 2013-09-19 | 2014-09-30 |
| Rep | 证券交易 | 2013-09-17 | 2014-09-30 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2010-10-14 | 2013-05-07 |
| Rep | 证券交易 | 2010-10-14 | 2013-05-07 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2010-09-16 | 2010-10-05 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2009-07-10 | 2010-08-23 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2009-07-10 | 2010-08-23 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2008-11-28 | 2009-06-11 |
| Rep | 证券交易 | 2008-11-28 | 2009-06-11 |
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