| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | RO | 就证券提供意见 | 2017-02-07 | 2019-07-12 |
| Rep | 证券交易 | 2004-10-19 | 2007-12-01 | |
| Rep | 就证券提供意见 | 2004-10-05 | 2017-02-07 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2004-01-28 | 2004-10-04 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | - | 2003-12-03 |