| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2022-03-21 | - |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2014-05-12 | 2018-05-14 |
| Rep | 证券交易 | 2014-05-12 | 2018-05-14 | |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2010-05-10 | 2014-04-30 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2008-06-30 | 2008-10-09 |
| Rep | 证券交易 | 2008-05-30 | 2008-10-09 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2007-08-13 | 2008-04-14 |
| Rep | 证券交易 | 2007-08-13 | 2008-04-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2007-08-13 | 2008-04-14 |