| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 证券交易 | 2020-03-20 | 2021-02-21 |
| RO | 证券交易 | 2018-12-07 | 2020-03-20 | |
| RO | 期货合约交易 | 2018-12-07 | 2021-02-21 | |
| STRAITS FINANCIAL (HONG KONG) LIMITED | RO | 期货合约交易 | 2017-11-17 | 2018-05-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2010-09-08 | 2017-02-01 |
| Rep | 就期货合约提供意见 | - | 2003-12-23 | |
| Rep | 提供资产管理 | - | 2003-12-23 | |
| Rep | 期货合约交易 | - | 2010-09-08 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2010-04-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-23 |
| Rep | 就证券提供意见 | - | 2003-12-23 | |
| Rep | 提供资产管理 | - | 2003-12-23 | |
| Rep | 提供自动化交易服务 | - | 2003-12-23 | |
| Rep | 证券交易 | - | 2017-02-01 |
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