| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 证券交易 | 2015-10-05 | - |
| Rep | 就证券提供意见 | 2015-07-28 | - | |
| Rep | 提供资产管理 | 2015-07-28 | - | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-12-23 | 2015-07-16 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-11-04 | 2015-07-16 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2008-05-08 | 2009-10-24 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2008-05-08 | 2008-06-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2008-01-18 | 2008-05-05 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2007-08-17 | 2008-05-05 |