| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-09-28 | 2016-07-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-09-28 | 2016-07-01 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2009-07-23 | 2010-06-30 |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就证券提供意见 | 2006-04-29 | 2009-05-29 |
| Rep | 提供资产管理 | 2006-04-29 | 2009-05-29 | |
| PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2006-03-01 | |
| Rep | 提供资产管理 | - | 2006-03-01 |