Lee, Chi Wai (SFC:ADN830) 李滋偉
证监会中央编号:ADN830
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPBEST COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2019-04-02 | 2019-08-31 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-04-02 | 2019-08-31 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-10-13 | 2019-03-05 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2005-10-06 | 2019-03-05 |
| GREATER CHINA SECURITIES LIMITED | Rep | 证券交易 | 2005-03-30 | 2005-06-07 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2004-09-30 | 2004-10-18 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2004-09-30 | 2004-10-19 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-25 |
| Rep | 就证券提供意见 | - | 2004-06-25 | |
| Rep | 提供资产管理 | - | 2004-06-25 | |
| Rep | 提供自动化交易服务 | - | 2004-06-25 | |
| Rep | 证券交易 | - | 2004-08-12 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 就期货合约提供意见 | - | 2004-06-25 |
| Rep | 提供资产管理 | - | 2004-06-25 | |
| Rep | 期货合约交易 | - | 2004-08-12 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-25 |
| Rep | 就证券提供意见 | - | 2004-06-25 | |
| Rep | 提供资产管理 | - | 2004-06-25 | |
| Rep | 提供自动化交易服务 | - | 2004-06-25 | |
| Rep | 证券交易 | - | 2004-08-12 |