Personnel Hong Kong SFC License Details (ID 74058)

Personnel Hong Kong SFC License Details (ID 74058)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
VALUABLE CAPITAL LIMITED	Rep	证券交易	2021-09-07	2022-06-30
	Rep	期货合约交易	2021-08-24	2022-06-30
VERCAP Financial Services Limited	RO	期货合约交易	2021-01-29	2021-07-26
	Rep	期货合约交易	2020-03-30	2021-01-29
HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED	Rep	期货合约交易	2019-04-17	2020-01-15
MANGO FINANCIAL LIMITED	Rep	就证券提供意见	2019-01-09	2020-01-15
	Rep	证券交易	2018-12-14	2020-01-15
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2015-07-14	2018-11-22
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2015-07-14	2018-11-22
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-12-14	2015-07-13
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	证券交易	2011-12-14	2015-07-13
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2011-07-08	2011-12-03
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2011-07-08	2011-12-03
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2010-01-28	2011-04-21
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2010-01-28	2011-04-21