| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited | RO | 提供资产管理 | 2016-03-24 | - |
| Rep | 提供资产管理 | 2016-01-27 | 2016-03-24 | |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-07-16 | 2015-12-11 |
| Rep | 提供资产管理 | 2012-07-16 | 2015-12-11 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-12-23 | 2012-07-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-09-28 | 2012-07-03 |