Lo, Kendall Kin Chung 羅建忠 Hong Kong SFC License Details (ID 74134)

Lo, Kendall Kin Chung 羅建忠 Hong Kong SFC License Details (ID 74134)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Citadel Asia Limited	Rep	提供资产管理	2010-06-14	2013-05-09
Citadel Securities (Hong Kong) Limited	Rep	期货合约交易	2010-06-14	2013-05-09
	Rep	证券交易	2010-06-14	2013-05-09
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2010-01-21	2010-05-28
	Rep	证券交易	2010-01-21	2010-05-28
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2009-07-16	2009-11-30
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2007-03-08	2008-06-04
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2007-03-08	2008-06-04
	Rep	期货合约交易	2007-03-08	2008-06-04
Morgan Stanley Asia Limited	Rep	证券交易	2007-03-01	2008-06-04
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2007-03-01	2008-06-04
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就证券提供意见	2005-07-05	2007-01-31
	Rep	证券交易	2005-07-05	2007-01-31