Webb-site Legacy

Chow, Shu Lai 鄒樹禮

证监会中央编号:AEC904

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI ASIA LIMITED	RO	就证券提供意见	2011-12-30	2013-07-01
	RO	证券交易	2011-12-30	2013-07-01
KGI FUTURES (HONG KONG) LIMITED	RO	就期货合约提供意见	2011-12-30	2013-07-01
	RO	期货合约交易	2011-12-30	2013-07-01
KGI SECURITIES (HONG KONG) LIMITED	RO	证券交易	2011-12-30	2013-07-01
KGI ASIA LIMITED	Rep	就证券提供意见	2011-11-09	2011-12-30
	Rep	证券交易	2011-11-09	2011-12-30
KGI FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2011-11-09	2011-12-30
	Rep	期货合约交易	2011-11-09	2011-12-30
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2011-11-09	2011-12-30
CITIC Securities Futures (HK) Limited	RO	期货合约交易	2010-11-04	2011-09-15
CITIC Securities Brokerage (HK) Limited	RO	证券交易	2010-01-18	2011-09-15
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-06-10	2010-11-04
	RO	期货合约交易	2003-07-24	2004-06-10
CITIC Securities Brokerage (HK) Limited	Rep	就机构融资提供意见	-	2003-06-25
	Rep	提供自动化交易服务	-	2004-03-11
	Rep	提供资产管理	-	2006-04-24
	Rep	就证券提供意见	-	2008-01-29
	Rep	证券交易	-	2010-01-18
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	-	2003-07-24