Liu, Jin (SFC:AEU168) 劉瑾 Hong Kong SFC License Details (ID 74176)

Liu, Jin (SFC:AEU168) 劉瑾 Hong Kong SFC License Details (ID 74176)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CITIC Securities Brokerage (HK) Limited	Rep	就证券提供意见	2019-04-09	-
	Rep	证券交易	2015-10-28	-
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2015-10-28	-
CITIC Securities Brokerage (HK) Limited	RO	证券交易	2007-02-13	2015-10-28
CITIC Securities Futures (HK) Limited	RO	期货合约交易	2007-02-13	2015-10-28
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-03-31	2007-02-13
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-03-31	2007-02-13
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2003-04-01	2004-03-11
Tung Shing Securities (Brokers) Limited	Rep	就机构融资提供意见	2003-04-01	2004-01-10
	Rep	就证券提供意见	2003-04-01	2004-01-10
	Rep	提供资产管理	2003-04-01	2004-01-10
	Rep	证券交易	2003-04-01	2004-03-11