| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | RO | 证券交易 | 2014-10-17 | 2018-04-17 |
| CITIC Securities Brokerage (HK) Limited | RO | 证券交易 | 2004-08-14 | 2013-09-05 |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2004-08-14 | 2013-09-05 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2003-06-18 | 2004-08-14 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2003-06-18 | 2004-08-14 |