Bazzoni, Federico
证监会中央编号:ADP682
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就机构融资提供意见 | 2026-10-08 | - |
| RO | 就证券提供意见 | 2026-10-08 | - | |
| RO | 证券交易 | 2026-10-08 | - | |
| Rep | 就机构融资提供意见 | 2026-09-07 | 2026-10-08 | |
| Rep | 就证券提供意见 | 2026-09-07 | 2026-10-08 | |
| Rep | 证券交易 | 2026-09-07 | 2026-10-08 | |
| Vantage Capital Markets HK Limited | RO | 证券交易 | 2023-02-17 | 2025-06-15 |
| RO | 就机构融资提供意见 | 2022-09-06 | 2025-03-25 | |
| RO | 就证券提供意见 | 2022-09-06 | 2025-03-25 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-23 | 2022-08-25 |
| Rep | 就证券提供意见 | 2015-04-23 | 2022-08-25 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-23 | 2022-08-25 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2013-05-08 | 2016-01-01 |
| Rep | 就证券提供意见 | 2013-05-08 | 2016-01-01 | |
| Rep | 证券交易 | 2013-05-08 | 2016-01-01 | |
| CITIC Securities Brokerage (HK) Limited | RO | 证券交易 | 2012-01-11 | 2013-05-01 |
| Rep | 证券交易 | 2009-01-08 | 2012-01-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-04 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-04 | |
| Rep | 证券交易 | 2003-04-01 | 2007-04-20 |
已采集记录中暂无金管局登记。