| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2017-06-26 | 2020-02-19 |
| Rep | 证券交易 | 2017-06-26 | 2020-02-19 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-08-19 | 2017-06-25 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-11-16 | 2017-06-25 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2006-02-27 | 2010-10-05 |