| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2016-03-09 | - |
| Rep | 证券交易 | 2016-02-17 | - | |
| Rep | 就证券提供意见 | 2016-02-17 | 2025-11-17 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2011-06-03 | 2016-01-10 |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 证券交易 | 2007-10-31 | 2011-05-27 |