| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2019-03-20 | - |
| Rep | 证券交易 | 2011-04-28 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2011-04-28 | - |
| CELESTIAL SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2005-02-07 | 2011-04-02 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-03-23 | 2011-04-02 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2004-03-23 | 2011-04-02 |