| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-01-30 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2003-07-28 | 2004-01-26 |
| CHINA SECURITIES HOLDINGS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-13 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-13 |