| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2024-07-18 | - |
| CORPORATE COMMODITIES LIMITED | Rep | 期货合约交易 | 2024-07-18 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2019-03-20 | 2024-07-04 |
| Rep | 证券交易 | 2003-10-22 | 2024-07-04 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2003-10-22 | 2024-07-04 |
| Youyu Credit Limited | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-01 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-01 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-08-01 | |
| Yunfeng Financial Markets Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-15 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-15 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-15 | |
| Rep | 证券交易 | 2003-04-01 | 2003-10-15 |
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