| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANTEC FUTURES LIMITED | Rep | 期货合约交易 | 2021-08-05 | - |
| HANTEC SECURITIES CO., LIMITED | Rep | 证券交易 | 2021-08-05 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2018-12-06 | 2021-03-08 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-12-06 | 2021-03-08 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2003-06-07 | 2018-06-22 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-28 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-28 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-03-11 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-06 | |
| Rep | 证券交易 | 2003-04-01 | 2018-06-22 |