| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2026-01-23 | - |
| RO | 证券交易 | 2026-01-23 | - | |
| Rep | 就机构融资提供意见 | 2025-09-29 | 2026-01-23 | |
| Rep | 证券交易 | 2025-09-29 | 2026-01-23 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2021-05-12 | 2025-09-14 |
| RO | 就证券提供意见 | 2021-05-12 | 2025-09-14 | |
| RO | 证券交易 | 2021-05-12 | 2025-09-14 | |
| Rep | 就机构融资提供意见 | 2020-06-30 | 2021-05-12 | |
| Rep | 就证券提供意见 | 2020-06-30 | 2021-05-12 | |
| Rep | 证券交易 | 2020-06-30 | 2021-05-12 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2017-12-15 | 2020-06-21 |
| Rep | 证券交易 | 2017-12-15 | 2020-06-21 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | 2017-07-26 | 2020-06-21 |
| Rep | 就证券提供意见 | 2017-07-26 | 2020-06-21 | |
| Rep | 证券交易 | 2017-07-26 | 2020-06-21 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2015-02-09 | 2017-07-07 |
| CLSA LIMITED | Rep | 证券交易 | 2014-02-10 | 2015-01-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-06-18 | 2014-02-09 |
已采集记录中暂无金管局登记。