| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2020-09-16 | 2026-07-17 |
| Rep | 证券交易 | 2020-08-13 | 2026-07-17 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-08-13 | 2026-07-17 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2011-03-07 | 2020-09-16 |
| Rep | 就证券提供意见 | 2006-02-20 | 2010-10-02 |