| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2024-11-11 | - |
| RO | 证券交易 | 2018-04-25 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-11-03 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-11-03 | 2018-04-25 |
| ABCI Securities Company Limited | Rep | 证券交易 | 2014-02-25 | 2014-10-17 |
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2013-09-26 | 2014-02-10 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-09-26 | 2014-02-10 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2009-09-02 | 2013-04-18 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2009-09-02 | 2013-04-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2007-07-27 | 2009-08-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2007-07-27 | 2009-08-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-10-11 | 2007-05-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-10-11 | 2007-05-19 |
已采集记录中暂无金管局登记。