| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-08-18 | 2023-10-05 |
| HOORAY SECURITIES LIMITED | Rep | 证券交易 | 2003-08-01 | 2004-08-18 |
| WING YEE SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-30 |
| Rep | 就证券提供意见 | - | 2003-06-30 | |
| Rep | 提供资产管理 | - | 2003-06-30 | |
| Rep | 证券交易 | - | 2003-06-30 |