| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC (Asia) Futures Company Limited | RO | 就期货合约提供意见 | 2013-07-23 | 2021-07-27 |
| RO | 期货合约交易 | 2013-07-23 | 2021-07-27 | |
| ICBC (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2012-05-03 | 2022-10-05 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2007-07-04 | 2011-10-04 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2007-04-04 | 2011-10-04 |