| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | 期货合约交易 | 2018-06-19 | 2021-07-23 |
| Rep | 证券交易 | 2018-06-19 | 2021-07-23 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2014-03-11 | 2018-05-18 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-09-17 | 2018-05-18 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2011-12-28 | 2013-08-23 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2009-05-25 | 2013-08-23 |