| CMBC International Securities Limited | Rep | 就证券提供意见 | 2018-12-03 | 2020-06-15 |
| Rep | 证券交易 | 2018-12-03 | 2020-06-15 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期货合约交易 | 2018-04-11 | 2020-06-15 |
| CMBC SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2018-04-11 | 2020-06-15 |
| RO | 证券交易 | 2018-04-11 | 2020-06-15 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2018-01-09 | 2018-04-11 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-01-09 | 2018-04-11 |
| Rep | 证券交易 | 2018-01-09 | 2018-04-11 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2009-10-06 | 2017-07-31 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2009-10-06 | 2017-07-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-08-10 | 2009-10-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-06-26 | 2009-10-02 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2009-04-14 | 2009-06-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2006-02-27 | 2009-03-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-09-08 | 2009-03-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-09-08 | 2009-03-16 |