| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2025-10-20 | - |
| Rep | 证券交易 | 2025-10-20 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-07-22 | 2025-09-26 |
| Rep | 证券交易 | 2014-07-22 | 2025-09-26 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-02-24 | 2014-07-04 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2010-02-24 | 2014-07-04 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2008-03-14 | 2010-02-12 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2008-01-04 | 2010-02-12 |