Personnel Hong Kong SFC License Details (ID 74334)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ICBC INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2019-12-06	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	就证券提供意见	2019-12-06	-
	RO	证券交易	2019-12-06	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2019-08-22	2019-12-06
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	就证券提供意见	2019-08-22	2019-12-06
	Rep	证券交易	2019-08-22	2019-12-06
Hao Tian Asset Management Limited	Rep	提供资产管理	2018-07-31	2019-08-10
Hao Tian International Futures Limited	RO	期货合约交易	2018-07-31	2019-08-10
	Rep	期货合约交易	2018-02-28	2018-07-31
Hao Tian International Securities Limited	RO	证券交易	2017-08-16	2019-08-10
	Rep	证券交易	2017-03-02	2017-08-16
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-04-15	2017-02-17
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-04-15	2017-02-17
ORIENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-03-25	2015-03-20
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2013-03-25	2015-03-20
Soochow Securities International Futures Limited	Rep	期货合约交易	2012-12-17	2013-03-05
Soochow Securities International Brokerage Limited	Rep	证券交易	2012-11-08	2013-03-05
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2009-06-29	2012-10-30
BOCOM International Holdings Company Limited	Rep	证券交易	2008-01-24	2008-03-03
BOCOM International Securities Limited	Rep	证券交易	2008-01-24	2009-06-24
GET NICE SECURITIES LIMITED	Rep	证券交易	2007-11-27	2008-01-02

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