| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 证券交易 | 2016-10-12 | - |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2016-10-12 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2007-06-14 | 2016-10-12 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2007-06-14 | 2016-10-12 |
| VC FUTURES LIMITED | Rep | 期货合约交易 | 2003-06-06 | 2007-05-24 |
| VC BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-24 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-26 | |
| Rep | 证券交易 | 2003-04-01 | 2007-05-24 |