| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2011-08-25 | 2013-03-01 |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | 就证券提供意见 | 2010-04-01 | 2011-01-31 |
| Rep | 提供资产管理 | 2010-04-01 | 2011-01-31 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2007-05-25 | 2009-12-09 |