| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-06-30 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-06-30 | - |
| Rep | 证券交易 | 2021-06-30 | - | |
| CMBC International Securities Limited | Rep | 就证券提供意见 | 2018-12-03 | 2020-05-29 |
| Rep | 证券交易 | 2018-12-03 | 2020-05-29 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2017-12-29 | 2020-05-29 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-12-29 | 2020-05-29 |
| Rep | 证券交易 | 2017-12-29 | 2020-05-29 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2012-11-12 | 2017-08-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2011-03-28 | 2017-08-30 |
| Rep | 就证券提供意见 | 2010-10-21 | 2011-09-12 |
已采集记录中暂无金管局登记。