| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2019-04-10 | 2019-10-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2019-04-10 | 2019-10-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2017-11-24 | 2018-06-22 |
| Rep | 证券交易 | 2011-02-22 | 2018-06-22 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2011-02-22 | 2018-06-22 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-03 | 2010-10-04 |
| Rep | 就证券提供意见 | 2009-07-13 | 2010-06-03 |