| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 就证券提供意见 | 2014-12-30 | 2015-11-03 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2014-02-10 | 2015-11-03 |
| Rep | 就证券提供意见 | 2014-02-10 | 2015-11-03 | |
| CLSA LIMITED | Rep | 证券交易 | 2014-02-10 | 2015-11-03 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就证券提供意见 | 2007-12-28 | 2014-02-09 |
| Rep | 证券交易 | 2007-12-28 | 2014-02-09 | |
| Rep | 就机构融资提供意见 | 2007-12-03 | 2014-02-09 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2006-10-05 | 2007-11-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就机构融资提供意见 | 2006-10-05 | 2007-11-15 |