Hon, Hau Ngai 韓巧藝
证监会中央编号:ANN416
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就证券提供意见 | 2026-06-09 | - |
| RO | 证券交易 | 2026-06-09 | - | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就机构融资提供意见 | 2019-06-17 | - |
| RO | 证券交易 | 2019-06-17 | - | |
| RO | 就证券提供意见 | 2019-06-17 | 2024-02-23 | |
| Rep | 就机构融资提供意见 | 2018-12-21 | 2019-06-17 | |
| Rep | 就证券提供意见 | 2018-12-21 | 2019-06-17 | |
| Rep | 证券交易 | 2018-12-21 | 2019-06-17 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-12-21 | - |
| Rep | 证券交易 | 2018-12-21 | - | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2015-07-13 | 2018-11-30 |
| Rep | 证券交易 | 2015-07-13 | 2018-11-30 | |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2015-07-13 | 2018-11-30 |
| Rep | 证券交易 | 2015-07-13 | 2018-11-30 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-01-13 | 2015-06-09 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2013-11-01 | 2015-06-09 |
| Rep | 就证券提供意见 | 2013-11-01 | 2015-06-09 | |
| CLSA LIMITED | Rep | 证券交易 | 2013-11-01 | 2015-06-09 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就证券提供意见 | 2007-09-27 | 2013-10-31 |
| Rep | 就机构融资提供意见 | 2006-06-21 | 2013-10-31 | |
| Rep | 证券交易 | 2006-06-21 | 2013-10-31 |