| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2026-03-19 | - |
| RO | 就证券提供意见 | 2026-03-19 | - | |
| RO | 期货合约交易 | 2026-03-19 | - | |
| RO | 证券交易 | 2026-03-19 | - | |
| RO | 就期货合约提供意见 | 2025-02-26 | 2026-03-18 | |
| RO | 就证券提供意见 | 2025-02-26 | 2026-03-18 | |
| RO | 期货合约交易 | 2025-02-26 | 2026-03-18 | |
| RO | 证券交易 | 2025-02-26 | 2026-03-18 | |
| Rep | 就期货合约提供意见 | 2021-03-09 | 2025-02-26 | |
| Rep | 就证券提供意见 | 2021-03-09 | 2025-02-26 | |
| Rep | 期货合约交易 | 2021-03-09 | 2025-02-26 | |
| Rep | 证券交易 | 2021-03-09 | 2025-02-26 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2019-02-28 |
| Rep | 证券交易 | 2016-12-19 | 2017-10-02 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-07-09 | 2015-11-15 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-07-09 | 2015-11-15 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-01-13 | 2013-07-01 |
| Rep | 就证券提供意见 | 2011-01-13 | 2013-07-01 | |
| Rep | 证券交易 | 2011-01-13 | 2013-07-01 | |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-08-25 | 2011-01-02 |
已采集记录中暂无金管局登记。