| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2026-07-27 | - |
| Rep | 证券交易 | 2026-07-27 | - | |
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2017-06-26 | 2026-06-10 |
| Rep | 期货合约交易 | 2017-06-26 | 2026-06-10 | |
| Rep | 证券交易 | 2017-06-26 | 2026-06-10 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2014-06-03 | 2017-06-25 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2013-08-20 | 2017-06-25 |
| Rep | 证券交易 | 2013-08-20 | 2017-06-25 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-03-10 | 2013-08-01 |
| Rep | 就证券提供意见 | 2011-03-10 | 2013-08-01 | |
| Rep | 证券交易 | 2011-03-10 | 2013-08-01 |
已采集记录中暂无金管局登记。