| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2024-12-31 | - |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2021-09-28 | - |
| Rep | 证券交易 | 2021-09-28 | - | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2019-01-08 | 2021-08-06 |
| Rep | 就证券提供意见 | 2019-01-08 | 2021-08-06 | |
| Rep | 证券交易 | 2019-01-08 | 2021-08-06 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-06-01 | 2014-11-01 |
| Rep | 就证券提供意见 | 2011-06-01 | 2014-11-01 | |
| Rep | 证券交易 | 2011-06-01 | 2014-11-01 |