| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Guolian Securities International Asset Management Co., Limited | RO | 提供资产管理 | 2020-12-15 | - |
| Guolian Securities International Capital Co., Limited | RO | 就证券提供意见 | 2020-12-15 | 2024-07-02 |
| RO | 证券交易 | 2020-12-15 | 2024-07-02 | |
| CITIC CLSA Capital Partners HK Limited | Rep | 就证券提供意见 | 2018-02-21 | 2019-05-15 |
| CLSA LIMITED | Rep | 证券交易 | 2018-02-21 | 2019-05-15 |
| CITIC CLSA Capital Partners HK Limited | Rep | 就机构融资提供意见 | 2017-10-03 | 2019-05-15 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-23 | 2017-09-30 |
| Rep | 就证券提供意见 | 2015-04-23 | 2017-09-30 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-23 | 2017-09-30 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-03-29 | 2016-01-13 |
| Rep | 就证券提供意见 | 2011-03-29 | 2016-01-13 | |
| Rep | 证券交易 | 2011-03-29 | 2016-01-13 | |
| Oppenheimer Investments Asia Limited | Rep | 就机构融资提供意见 | 2010-03-16 | 2011-03-27 |
已采集记录中暂无金管局登记。