| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2016-08-29 | 2017-05-02 |
| RO | 就证券提供意见 | 2016-08-29 | 2017-05-02 | |
| CLSA LIMITED | RO | 证券交易 | 2016-08-29 | 2017-05-02 |
| Rep | 就证券提供意见 | 2014-12-30 | 2017-05-02 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2013-11-01 | 2016-08-29 |
| Rep | 就证券提供意见 | 2013-11-01 | 2016-08-29 | |
| CLSA LIMITED | Rep | 证券交易 | 2013-11-01 | 2016-08-29 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就证券提供意见 | 2007-09-27 | 2013-10-31 |
| Rep | 就机构融资提供意见 | 2006-07-28 | 2013-10-31 | |
| Rep | 证券交易 | 2006-07-28 | 2013-10-31 |