| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-12-21 | 2024-06-03 |
| Rep | 就证券提供意见 | 2021-12-21 | 2024-06-03 | |
| CLSA LIMITED | Rep | 证券交易 | 2021-12-21 | 2024-06-03 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-23 | 2017-07-22 |
| Rep | 就证券提供意见 | 2015-04-23 | 2017-07-22 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-23 | 2017-07-22 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-08-08 | 2016-01-01 |
| Rep | 就证券提供意见 | 2011-08-08 | 2016-01-01 | |
| Rep | 证券交易 | 2011-08-08 | 2016-01-01 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-08-20 | 2011-07-28 |