| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2023-02-10 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2021-10-06 | - |
| Rep | 就机构融资提供意见 | 2016-05-24 | 2021-10-06 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2016-05-24 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-24 | 2015-07-17 |
| Rep | 就证券提供意见 | 2015-04-24 | 2015-07-17 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-24 | 2015-07-17 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2007-12-11 | 2015-07-17 |
| Rep | 就证券提供意见 | 2007-12-11 | 2015-07-17 | |
| Rep | 证券交易 | 2007-12-11 | 2015-07-17 |
已采集记录中暂无金管局登记。