Yang, Hai (SFC:AXI228) 楊海
证监会中央编号:AXI228
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited | Rep | 就证券提供意见 | 2018-05-28 | 2019-08-22 |
| CLSA LIMITED | Rep | 证券交易 | 2018-05-28 | 2019-08-22 |
| CITIC CLSA Capital Partners HK Limited | Rep | 就机构融资提供意见 | 2017-08-30 | 2019-08-19 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-24 | 2015-05-01 |
| Rep | 就证券提供意见 | 2015-04-24 | 2015-05-01 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-24 | 2015-05-01 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-06-01 | 2015-05-01 |
| Rep | 就证券提供意见 | 2011-06-01 | 2015-05-01 | |
| Rep | 证券交易 | 2011-06-01 | 2015-05-01 |