| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 证券交易 | 2026-07-08 | - |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2008-09-24 | 2014-01-01 |
| Rep | 提供资产管理 | 2008-09-24 | 2014-01-01 | |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2008-01-17 | 2008-08-31 |
| Rep | 提供资产管理 | 2008-01-17 | 2008-08-31 | |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2007-11-30 |